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  • Ford O'Brien Landy LLP

    275 Madison Avenue
    Floor 24
    New York, New York 10016

    Phone: (212) 858-0040

  • Ford O'Brien Landy LLP

    3700 Ranch Road 620 South
    Suite B
    Austin, Texas 78738

    Phone: (512) 212-7809

Posted on Jul 15, 2023

Talking Mutual Funds; Retail Investors Take Sudden Interest in SEC Activist Rule; Is Finra’s Judicial System Unconstitutional?

“The fact that the court was persuaded enough to issue its ruling should give Finra pause,” says Mike Piazza, a former SEC trial attorney who is now a partner at the Ford O’Brien Landy law firm. “People should definitely not discount this decision.”

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Ford O'Brien Landy LLP

Ford O'Brien Landy LLP

Ford O’Brien Landy LLP is a Chambers-recognized litigation boutique with offices in New York City and Austin, Texas, representing businesses, professionals, and individuals throughout the United States and internationally. Our attorneys handle white-collar criminal defense, government and regulatory investigations, complex commercial litigation, and other high-stakes matters, wherever they arise.

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