Firm News

Phillip Bennett, former CEO of Refco Inc., has won compassionate release from prison and is expected to be deported to the U.K. in the near future.His release comes amid concerns about the spread of COVID-19 in U.S. prisons. In his request for early release, Bennett...

Our office is taking reasonable precautions to safeguard against the spread of COVID-19. We can be reached by email, phone or video conference. Please call us to discuss your options. Thank you, and be safe.

Embezzlement occurs anytime someone misappropriates funds from an employer, whether the payoff is big or small. For some people, one small action--just this once--can lead to a series of bad choices that lead to criminal charges.What unethical scenarios qualify as...

A Financial Industry Regulatory Authority (FINRA) investigation under Rule 8210 isn’t something to panic about. Nor is it something to take lightly. Depending on the regulatory agency’s findings, yourself or your firm may face severe penalties. That can include a...

Former New York congressman Chris Collins has resigned after a long fight with the Securities Exchange Commission over insider trading charges.Mr. Collins was expected to be tried in February, along with his son, Cameron Collins, and another man named Stephen Zarsky....

Your company’s computers are a treasure trove of valuable information. You try to protect employee, customer and business data from fraud and thievery every day.One thing you protect your information from is phishing. Phishers can use email to target information like...

The internet is an important tool for business owners—it is integral to almost every part of a company. Data about clients and potential customers can be stored in the cloud and accessed from any computer. Employees can collaborate and create whether they are in the...

We established this blog to share stories and information about topics relevant to our practice. Our intent is to regularly provide posts highlighting legal issues of local, state and national interest that we think you will find interesting. Check back later for...

The misconception that the government has gone soft on white-collar crime is alive and well. This is unfortunate for investors, hedge fund managers, financial advisers and corporate officers in the financial industry among others. White-collar professionals need to be...

A trial that has captivated two nations and includes enough drugs, money, and corruption to keep true crime enthusiasts busy for decades has reached the sentencing stage in U.S. Federal Court. Joaquín "El Chapo" Guzmán, the notorious drug lord who has escaped the long...