The misconception that the government has gone soft on white-collar crime is alive and well. This is unfortunate for investors, hedge fund managers, financial advisers and corporate officers in the financial industry among others. White-collar professionals need to be...
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Month: August 2019
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Recent Posts
- FINRA Sheds New Light on Potential CCO Liability
- SEC Targets Auditor Conflicts of Interest
- Avoiding SEC Communication Violations in the Digital Age
- Pharma Giant Settles with Shareholders Over Price-Fixing Allegations
- On BBC: Kevin J. O’Brien discusses the Elizabeth Holmes guilty verdict — 4 out of 11 federal charges